FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023077092001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: The Jeffrey Matthews Financial Group, LLC (Respondent) Member Firm · CRD No. 41282 Pursuant to FINRA Rule 9216, Respondent The Jeffrey Matthews Financial Group, L.L.C. (JMFG) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080630601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jordan Stentiford (Respondent) Former General Securities Representative CRD No. 6946439 Pursuant to FINRA Rule 9216, Respondent Jordan Stentiford submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076257601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Scott Taubman (Respondent) Former General Securities Representative CRD No. 4809824 Pursuant to FINRA Rule 9216, Respondent Scott Taubman submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.