FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068322501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jonathan Michael Turner (Respondent) Former General Securities Representative CRD No. 4853469 Pursuant to FINRA Rule 9216, Respondent Jonathan Michael Turner submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063382401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Eric Edward Nicolassy (Respondent) General Securities Representative CRD No. 6244539 Pursuant to FINRA Rule 9216, Respondent Eric Edward Nicolassy submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition