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2018058718601 Steven Douglas Schisler CRD 2367961 Order Accepting Offer sl (2022-1646439613493).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Steven Douglas Schisler CRD No. 2367961, Respondent. Disciplinary Proceeding No. 2018058718601 Hearing Officer: LOM ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 31, 2022 INTRODUCTION Disciplinary Proceeding No. 2018058718601 was filed on April 13, 2021, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent Steven Douglas Schisler submitted