FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Gina Kidd, CRD No. 6658538, Respondent. Disciplinary Proceeding No. 2019064729705 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. In December 2021, Respondent Gina Kidd failed to appear for on-the-record testimony requested by FINRA staff pursuant to FINRA Rule 8210. As a result, Kidd violated FINRA Rules 8210 and 2010.