For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization. |
| Issuing Organization | Inter-American Institute of Insurance |
| Qualification and Training Requirements | |
| Prerequisites | None |
| Designation Training Requirements | Complete 1 elective and 5 required online, self-study courses, including 1 ethics course |
| Designation Exam Type | Online, proctored, closed-book course final exams |
| Continuing Education Requirements | 10 hours plus an anti-money laundering and an ethics course every 2 years |
| Verification and Complaints | |
| Online Designation Resource | Online at Professional Designation Check |
| Investor Complaint Process | Online at File a Complaint |
| Published List of Disciplined Designees | Online at Search Sanctioned and Disciplined Individuals by Country |
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization. |
| Issuing Organization | PlannerDAO |
| Qualification and Training Requirements | |
| Prerequisites | None |
| Designation Training Requirements | 12-hour training course |
| Designation Exam Type | Online, open-book exam |
| Continuing Education Requirements | 12 hours of CDAA-approved coursework (must include 2 hours of compliance education) |
| Verification and Complaints | |
| Online Designation Resource | Online search tool at Find a Certified Digital Asset Advisor |
| Investor Complaint Process | Submit complaint form online |
| Published List of Disciplined Designees | None |
