21-00562(2).pdf
Motion to Vacate
Ralph W Atteberry Comment On Regulatory Notice 22-08
More regs are not necessary except on margin. Leave the small retail trader alone. The market is fixed enough by all the large players. You might want to regulate so called stocks such as DWAC. That is where the criminals are. Leave the traders alone with your rules. Not needed.
2021069496201 Lauren Nicole Scheible CRD 6952986 Decision sl (2022-1651105224727).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
OFFICE OF HEARING OFFICERS
DEPARTMENT OF ENFORCEMENT, Complainant,
v.
LAUREN NICOLE SCHEIBLE (CRD No. 6952986), Respondent.
Disciplinary Proceeding No. 2021069496201
Hearing Officer—BEK
DEFAULT DECISION
February 3, 2022
Respondent is barred from associating with any FINRA member firm in any capacity for failing to comply with requests for information and documents and failing to provide testimony during an investigation.
Appearances
For the Complainant: Matthew
Anonymous Comment On Regulatory Notice 22-08
Keep your big-brother controlling bull in the guise of protectiveness out of this freedom!
G Singh Comment On Regulatory Notice 22-08
I think the current requirements for self-directed investors are sufficient and there should not be more restriction on people to invest their money. The underlying premise that retail investors do not know what they are doing is flawed. What we need is less control and not more. Retail investors do not want to be forced into taking services from industry professionals and want to develop their own knowledge through education and experience which comes from hands on investing.