FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068312201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert Anthony Guidicipietro (Respondent) General Securities Representative CRD No. 1588069 Pursuant to FINRA Rule 9216, Respondent Robert Anthony Guidicipietro submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072373401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jesus Rodriguez (Respondent) Former General Securities Representative CRD No. 4888685 Pursuant to FINRA Rule 9216, Respondent Jesus Rodriguez submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061937301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Aaron D. Maurer (Respondent) Former General Securities Representative CRD No. 3007121 Pursuant to FINRA Rule 9216, Respondent Aaron D. Maurer submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition