2020068322501 Jonathan Michael Turner CRD 4853469 AWC jlg (2022-1650846077017).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020068322501
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Jonathan Michael Turner (Respondent)
Former General Securities Representative
CRD No. 4853469
Pursuant to FINRA Rule 9216, Respondent Jonathan Michael Turner submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below. This AWC is submitted on
2019063382401 Eric Edward Nicolassy CRD 6244539 AWC jg (2022-1650846027279).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019063382401
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Eric Edward Nicolassy (Respondent)
General Securities Representative
CRD No. 6244539
Pursuant to FINRA Rule 9216, Respondent Eric Edward Nicolassy submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below. This AWC is submitted on the condition
