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Tara Majeed Comment On Regulatory Notice 22-08

Hello, I very strongly oppose any restrictions on my right to invest in public investments. I should be able to choose the investments that are right for me, and the risk that I take on - and I am comfortable with the level of risk that comes with investing in cryptocurrency funds. I am an experienced female investor with a diversified portfolio and cryptocurrency funds are an important piece of that. I appreciate your consideration and hope that the proposed regulations will be reconsidered.

2018058614301 Richard Matthew Brendza CRD 1703194 AWC va (2022-1654215606427).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018058614301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Richard Matthew Brendza (Respondent) General Securities Representative CRD No. 1703194 Pursuant to FINRA Rule 9216, Respondent Richard Matthew Brendza submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Taljit Sandhu Comment On Regulatory Notice 22-08

Comments: I strongly feel that the proposal to limit access to Inverse and leveraged ETFs is ill advised. The investors (like me) who understand how these ETFs work and understand the risk, should be allowed to invest and benefit. Personally I review my investments on daily basis. The risk of investing in certain volatile individual stocks is lot more than investing Inverse and leveraged ETFs. The risk is even more in investing in Options. FINRA should put more effort in education of investors in these instruments. As far as complexity is concerned, option investing is lot more complex.