FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071402501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: David Joseph Campanella (Respondent) Former General Securities Principal and Former General Securities Representative CRD No. 4801465 Pursuant to FINRA Rule 9216, Respondent David Joseph Campanella submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061720801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jason Robert Stannard (Respondent) General Securities Representative CRD No. 5132938 Pursuant to FINRA Rule 9216, Respondent Jason Robert Stannard submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against