17-01718(2).pdf
order to vacate
2018057883102 William Nicholas Athas CRD 3165470 Order Accepting Offer jlg (2022-1646958012751).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
OFFICE OF HEARING OFFICERS
Department of Enforcement,
Complainant,
v.
William Nicholas Athas
(CRD No. 3165470),
Respondent.
Disciplinary Proceeding
No. 2018057883102
Hearing Officer—DRS
ORDER ACCEPTING OFFER OF
SETTLEMENT
Date: February 7, 2022
INTRODUCTION
Disciplinary Proceeding No. 2018057883102 was filed on January 18, 2022, by the
Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or
Complainant). Respondent William Nicholas Athas submitted an Offer