17-00109(5).pdf
Order to Vacate
2020065349803 Alon Zak CRD 5734529 OHO Decision jlg (2022-1646526005102).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS
DEPARTMENT OF ENFORCEMENT,
Complainant,
v.
ALON ZAK
(CRD No. 5734529),
Respondent.
Disciplinary Proceeding
No. 2020065349803
Hearing Officer–BEK
DEFAULT DECISION
January 31, 2022
Respondent is barred from associating with any FINRA member firm in any capacity for falsifying and forging life insurance policy applications and for failing to provide sworn testimony to FINRA staff. In light of the bars, no additional sanctions are imposed
20-03165(2).pdf
Order to Vacate