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2020065349803 Alon Zak CRD 5734529 OHO Decision jlg (2022-1646526005102).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ALON ZAK (CRD No. 5734529), Respondent. Disciplinary Proceeding No. 2020065349803 Hearing Officer–BEK DEFAULT DECISION January 31, 2022 Respondent is barred from associating with any FINRA member firm in any capacity for falsifying and forging life insurance policy applications and for failing to provide sworn testimony to FINRA staff. In light of the bars, no additional sanctions are imposed