2018058718601 Steven Douglas Schisler CRD 2367961 Order Accepting Offer sl (2022-1646439613493).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
OFFICE OF HEARING OFFICERS
Department of Enforcement, Complainant,
v.
Steven Douglas Schisler CRD No. 2367961, Respondent.
Disciplinary Proceeding No. 2018058718601
Hearing Officer: LOM
ORDER ACCEPTING OFFER OF SETTLEMENT
Date: January 31, 2022
INTRODUCTION
Disciplinary Proceeding No. 2018058718601 was filed on April 13, 2021, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent Steven Douglas Schisler submitted
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2020066230301 Ronald S. Bright CRD 2702179 AWC jlg (2022-1646353218673).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020066230301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Ronald S. Bright (Respondent)
General Securities Representative
CRD No. 2702179
Pursuant to FINRA Rule 9216, Respondent Ronald S. Bright submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition