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2012030738501 3-19206 J.W. Korth & Company, LP CRD 26455 SEC Decision jlg (2022-1651710178997).pdf

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 94581 / April 1, 2022 Admin. Proc. File No. 3-19206 In the Matter of the Application of J.W. KORTH & COMPANY, LP For Review of Disciplinary Action Taken By FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION — REVIEW OF DISCIPLINARY PROCEEDING Member firm of registered securities association charged excessive markups and markdowns to its customers. Held, registered securities association’s findings of violations

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