TGPC

Tax-Exempt and Governmental Plan Consultant (TGPC)

Designation Essentials
Status Currently offered and recognized by the issuing organization
Issuing Organization National Tax-Deferred Savings Association
Qualification and Training Requirements
Prerequisites

Candidates must have either:

  • Three years of retirement plan related experience; or
  • Two years of retirement plan related experience and:
    • Series 6, 7 or 65 license(s) 
    • State-life or annuity insurance license
    • Investment Advisor Representative or Registered Investment Advisor credential
Designation Training Requirements

Optional online course that prepares candidates for the TGPC Credential Exam
Designation Exam Type

TGPC Credential Exam (online, not proctored)
Continuing Education Requirements

40 hours of continuing education every two years, including two hours of ethics
Verification and Complaints
Online Designation Resource None
Investor Complaint Process None
Published List of Disciplined Designees None

2017053116801 Primary Capital, LLC CRD 127921 AWC rjr (2021-1631751621782).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017053116801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Primary Capital, LLC (Respondent) Member Firm CRD No. 127921 Pursuant to FINRA Rule 9216, Respondent Primary Capital, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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