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SR-FINRA-2021-019

Rule Filing Status:  Filed for Immediate Effectiveness

Rule change to extend the expiration date of the temporary amendments set forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 from August 31, 2021, to December 31, 2021.

2017056432605 John S. Cangialosi CRD 3273830 AWC jlg (2021-1631492427716).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017056432605 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John S. Cangialosi (Respondent) General Securities Representative CRD No. 3273830 Pursuant to FINRA Rule 9216, Respondent John S. Cangialosi submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition