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Regulatory Notice 21-32

Summary

FINRA requests comment on a proposed change to its current policy relating to the assignment of OTC symbols to unlisted equity securities. Specifically, FINRA is considering whether it should begin assigning OTC symbols to unlisted equity securities that do not have a valid CUSIP identifier, in the limited circumstance where a member firm demonstrates its best efforts to obtain a CUSIP identifier and provides documentation to identify the security.

Questions concerning this Notice should be directed to:

Anonymous-DJ Comment On Regulatory Notice 21-19

Its time for transparency in the market! Pfof should be a crime its a conflict of interest and not only that other coutries have banned this practice so why is it taking so much effort to discredit the retail investors beliefs! The fake news being spread about amc and many others is quite disturbing! If we never had a ceo who cared about his company we all would be at risk! This is something every american should understand! We need to know what these companies are up to! If the shoe were on the other foot they would be right along with us!

Johnathan Clardy Comment On Regulatory Notice 21-19

21-19 is a step in the right direction. That being said, IT IS NOT ENOUGH! Far more must be done to expose the corrupt practices utilized by bad actors in the market place. Yes I mean selling shares that do not exist case in point AMC! WITH APPROXIMATLY OVER 1 BILLION SHARES SOLD SHORT! LOOK INTO IT! CITIBANK HOLDS 510 MILLION SHARES FOR FORIEN INVESTORS ALONE. yes do implement the 2119 rule please but also PLEASE INVESTIGATE THESE CRIMES!

John H Peddicord Comment On Regulatory Notice 21-19

Good day, There is brazen and blatant market manipulation being done by big investors to drive down prices of securities such as AMC and GME, including practices such as naked shorting, ladder attacks, the spreading of misinformation through media outlets, etc. As to the short interest, what is reported is not accurate, as much of what takes place is on "dark pools" and is made of of naked shorts. I'd suggest working with the appropriate enforcement agencies to put an end to these practices.