FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017056432606 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Donald J. Fowler (Respondent) Former General Securities Representative CRD No. 4989632 Pursuant to FINRA Rule 9216, Respondent Donald J. Fowler submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064979901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Andes Capital Group, LLC (Respondent) Member Firm CRD No. 139212 Pursuant to FINRA Rule 9216, Respondent Andes Capital Group, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063019901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Joffre Salazar (Respondent) Former General Securities Representative CRD No. 2185914 Pursuant to FINRA Rule 9216, Respondent Joffre Salazar submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.