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Dylan Harper Comment On Regulatory Notice 21-19

I would like to speak for all retail investors when I say the underhanded ways corporations are given to manipulate a stock are abhorrent. A pure disregard for what an "Open market" should be. I feel the only way the playing field can be leveled is to make all information available to us, and for entities such as yourselves to police matters harder with stiffer penalties. This is the way it should be. Fair. I hope this hits home. Dylan Harper.

Mike Comment On Regulatory Notice 21-19

Eliminate dark pools Fines should be greater than the profit hedge made from the illegal activity Jail time is needed for market manipulation. Short positions should be forcibly closed out if illegal market manipulation is found and trading rights of those involved should be revoked. Shorting taking place in the dark pool needs to be disclosed to the public. If an institution buys shares in the dark pool and then dumps (sells) those same shares on the public exchanges to tank the price, this should have to be reported. Fail to Delivers should be reported to the public as well as Finra.

Adrian Carector Comment On Regulatory Notice 21-19

Is anything going on with regards to investigating ‘meme’ stocks AMC and GME? There is so much fraudulent manipulation of the stock prices I. A daily basis. I’ve seen this for months. I’m no expert but have educated myself to being able to read a stock chart and basic corresponding numbers. Daily - —ladder attacks - buy/sell of millions of shares, or continuous sell orders that are canceled immediately after being made —Market Manipulation /bots being placed every couple of days advising people to sell at a certain price (first it was $50.00, then $100.00, now $300.00.

Ionut Boncan Comment On Regulatory Notice 21-19

I strongly agree with proposed changes. We all want a fair market but it seems that big financial institutions and regulatory institutions are failing to provide that. First shorts should been reported daily. No dark pools since most of volume is trade there, and is not reflected on regular market. Fines should be increased to same amount that you obtained through illegal practices, because right now they are a slap on the wrist for big HF. No PFOF. Retailer traders should get the best execution. I WANT A FAIR MARKET! Thank you for your time and consideration.

Kevin J Roberts Comment On Regulatory Notice 21-19

FINRA is about as effective as a mall cop, police but have no teeth. Fines companies millions for crimes that made them billions. 3 generations have been short sold down the river. We would not have as many poor folks or homeless if the hedge funds didn't short companies to BK. Dark Pool trading has allowed hedge funds to short well past being a market maker. One hedge fund donates 70 million a year to politicians just to get laws in place for them to screw all who invest.

Steven Silverstein Comment On Regulatory Notice 21-19

To Whom it May Concern, In a fair and open market there should be transparency and a level playing field for all investors. Right now, there is a massive deficit in access to information, trade speed, preferential terms and types of trades, and pay-to-play investing that heavily favors institutional investors over retail investors. Additionally, institutional investors engage in relationship-based, illegal, or near-illegal activity on a daily basis that give them an outsized influence on the market.