FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018057692701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Antoine Nabih Souma (Respondent) General Securities Representative CRD No. 4210987 Pursuant to FINRA Rule 9216, Respondent Antoine Nabih Souma submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063821602 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Sebastian Wyczawski (Respondent) General Securities Representative, General Securities Principal CRD No. 2835135 Pursuant to FINRA Rule 9216, Respondent Sebastian Wyczawski submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC