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Anonymous-PNS Comment On Regulatory Notice 21-19

For a mechanism that is designed to drop the price, why is is shorting permitted whilst the price is already dropping? This does not feel like a mechanism for price discovery, rather a way to force the price down, triggering stop losses from people trying to manage risk. If someone truly believes that the price will drop, let them short during the uptick only. Let there be a central database recording shares sold short, to avoid rehypothication and to better identify manipulative practices. Set a limit on how much a stock can be sold short.

Caleb Bolton Comment On Regulatory Notice 21-19

Cash account investor here. Never touched and option or margin. Recently during the merger between TRCH and MMAT, "somehow" my longs were charged with HTB interest. With how my knowledge of CUSIP works, my longs should have never been labeled as short. With the crazy time it took to finalize the merger, DTC holding back (buying time?) Preferred Shares, HTB interest on longs that should have never been labeled as such, I would believe this requires an investigation of the shorts process.

Charles Wood Comment On Regulatory Notice 21-19

I believe short interest should be more limited to 15% max 10 business day holds but then have to cover, I personally think its wrong to short a stock when the company is doing well on the books but on the market they are being pummeled to the point of needing an RS and then they are shorted even more to the point of needing another rs. This is where I believe it becomes criminal, Shorts need tighter restrictions.

Michael Shipe Comment On Regulatory Notice 21-19

I am ashamed at how blatantly our markets are built to generate wealth for a select few at the expense of main st businesses and people. It is an embarrassment that over 100% of a company could be sold short. It is an embarrassment that wall st firms can sell millions of shares short, but mark them long and continue to do business with a laughable fine. It is honestly hard to take FIRNA seriously. If an organization can make a billion dollars breaking a rule and pay a term thousand dollar fine, they will continue doing that forever.