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Anonymous-MM Comment On Regulatory Notice 21-19

I think the current system of allowing financial institutions to transfer their short positions is highly ineffective and damaging to the stock market as a whole and must be stopped. If parties involved in shorting companies cannot cover their positions after failing to deliver in the already existing time periods and have passed the fail to deliver threshold list requirements I think they should automatically be margin called and forced to liquidate their positions. These large financial institutions need to experience financial consequence.

2021070809101 Robert C. Smith CRD 2757295 AWC va (2021-1629678006182).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070809101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert C. Smith (Respondent) General Securities Representative CRD No. 2757295 Pursuant to FINRA Rule 9216, Respondent Robert C. Smith submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2021070809102 ICV Group, Inc. CRD 294024 AWC va (2021-1629678006533).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070809102 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: ICV Group, Inc. (Respondent) Member Firm CRD No. 294024 Pursuant to FINRA Rule 9216, Respondent ICV Group, Inc. (ICV Group) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Juleybib Mohamed Comment On Regulatory Notice 21-19

Hi FINRA, what were seeing in the stock market is unprecedented. 71 percent dark pool volume for AMC from the same people that have a short interest. This is unacceptable in any “free and fair market”. Short selling is a cancer on the back of the US financial system and has adverse effects on the rest of the world. We need more transparency from the “too big to fail” players in the market and rules to make it level and fair for retail investors like my self. Thanks.