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Adam Newton Comment On Regulatory Notice 21-19

I believe that all transactions should be accounted for daily. We are in a technological age where data is king and it is easily stored. There should be no hidden transactions or ways to get around the system. Any attempt to maneuver around a law is breaking the law. Fines need to be changed to prison sentences. When stealing 100 million dollars, a prison sentence would make someone think twice. A fine does not!

Dionte Pounds Comment On Regulatory Notice 21-19

Hello, I am commenting in favor of the following regulation adjustments: - Short positions need to be reported daily by funds and market makers, and public notice needs to be reported daily on a public website for that purpose, for all holdings and companies in the market. - Audits need to happen by regulatory agencies to ensure shorts and FTDs are not being hidden in options. - Punishments need to be severe enough to ensure it doesn't continue, and in a timely manner. - Large hedgefunds and Market Makers are run by the same company. They need to be broken up.

2019061705101 Titan Securities CRD 131392 AWC va (2021-1625790023815).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061705101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Titan Securities (Respondent) Member Firm CRD No. 131392 Pursuant to FINRA Rule 9216, Respondent Titan Securities submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2019063955801 Thomas Clark Cleary CRD 2221383 AWC va (2021-1625790025175).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063955801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Thomas Clark Cleary General Securities Representative CRD No. 2221383 Pursuant to FINRA Rule 9216, Respondent Thomas Clark Cleary submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.