Skip to main content

Will Daniels Comment On Regulatory Notice 21-19

There needs to be more transparency with short selling. Any large institutions or hedge funds should be required to report short interest weekly if not daily. There shouldn't be an incentive for investors to short others to hope for them to go bankrupt. Investors who get premiums for the short shares to be borrowed should be taxed a higher rate for that premium. I can go on and on but ultimately I'm asking for more transparency with short selling.

Ryan Martin Comment On Regulatory Notice 21-19

Hello FINRA, I saw you are looking for comments on 21-19, regarding short positions. As I see it, the current US market is full of fraud, with the regulatory agencies being complicit. They are complicit through their complacency, with years of unchecked fraud and market manipulation through naked short selling by large hedge funds like Citadel and Susquehana being allowed to happen with impunity. The SEC and FINRA have known about this illegal counterfeiting practice for many years, with nothing being done to rectify the illegality of the market conditions. Naked shorting is illegal.

Lorenzo Szentarioze Comment On Regulatory Notice 21-19

Hello FINRA, As an active retail investor, I would like to see brokerages be held accountable to publish hourly (maximum, daily) short interest position figures that include: - The volume of short interest positions taken by their clients in a given hour or day - Details on all of the short interest orders, including specifically the price and quantity of short interest orders that have occurred in an hour or day Thank you for your time! :)

Jay Herrin Comment On Regulatory Notice 21-19

I appreciate the opportunity to submit comments on Short Interest Reporting. I am not against short selling, and as a retail investor I have made some very profitable trades over the years on the short side. However, I was always required to locate the shares, request to borrow and confirm they were received before I could enter the position. I am concerned that the current rules are not being followed by the institutional firms, and they are not being enforced by governing bodies. If the reporting requirements were more frequent I think this would help.