FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063821602 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Sebastian Wyczawski (Respondent) General Securities Representative, General Securities Principal CRD No. 2835135 Pursuant to FINRA Rule 9216, Respondent Sebastian Wyczawski submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061956601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Leonard Joseph Marzocco (Respondent) Former General Securities Representative CRD No. 3106494 Pursuant to FINRA Rule 9216, Respondent Leonard Joseph Marzocco submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.