FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062068001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jared Matthew Reinstein (Respondent) General Securities Representative and Investment Company and Variable Contracts Products Representative CRD No. 5411470 Pursuant to FINRA Rule 9216, Respondent Jared Matthew Reinstein submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 91527 / April 9, 2021 Admin. Proc. File Nos. 3-18989, 3-18990 In the Matter of Applications of TREVOR MICHAEL SALIBA and ARTHUR MANSOURIAN For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION-REVIEW OF DISCIPLINARY PROCEEDING FINRA found that the owner of former member firm violated its rules by causing firm to

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Steven Douglas Schisler CRD No. 2367961, Respondent. Disciplinary Proceeding No. 2018058718601 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From April 2009 to October 2020, Steven D. Schisler committed nine separate