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2020067466901 Score Priority Corp. fka Just2Trade, Inc. CRD 11826 AWC sl (2021-1621124464977).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067466901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Score Priority Corp., formerly known as Just2Trade, Inc. (Respondent) Member Firm CRD No. 11826 Pursuant to FINRA Rule 9216, Respondent Score Priority Corp. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2016052118001 NatAlliance Securities, LLC CRD 39455 AWC sl (2021-1621037998800).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052118001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: NatAlliance Securities, LLC (Respondent) Member Firm CRD No. 39455 Pursuant to FINRA Rule 9216, Respondent NatAlliance Securities, LLC f/k/a National Alliance Securities, LLC submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2020068395801 Hugues Guirand CRD 3045595 Complaint sl (2021-1620951601170).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Hugues Guirand (CRD No. 3045595), Respondent. Disciplinary Proceeding No. 2020068395801 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Respondent Hugues Guirand (“Guirand” or “Respondent”) failed to provide information and documents FINRA requested pursuant to FINRA Rule 8210, and further failed to appear and provide testimony FINRA requested pursuant to FINRA Rule 8210 on two occasions.