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2019063626703 Abdul Matin Rahmani CRD 4269583 Complaint jlg (2021-1621210801744).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Abdul Matin Rahmini CRD No. 4269583, Respondent. Disciplinary Proceeding No. 2019063626703 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between October 2018 and March 2019, while registered through Joseph Stone Capital L.L.C., Respondent Abdul Matin Rahmani engaged in outside business activities through and on behalf of an entity called Axe Marketing Group LLC without