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2018058501502 Jason Howell Poff CRD 4078570 Order Accepting Offer sl (2021-1623889226989).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jason Howell Poff CRD No. 4078570, Respondent. Disciplinary Proceeding No. 2018058501502 Hearing Officer—MJD ORDER ACCEPTING OFFER OF SETTLEMENT Date: Mary 13, 2021 INTRODUCTION Disciplinary Proceeding No. 2018058501502 was filed on December 23, 2020, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent Jason Howell Poff submitted