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Rhonda K Kriesel Comment On Regulatory Notice 21-19

I am new to investing as a retail investor, but one thing that has been clearly revealed is the lack monitoring and action taken on the hedge funds and other entities when shorting stocks/companies. That the SEC doesn't do anything to stop the naked short selling occurring in the market reflects that the only people allowed to make money in this market are the ones who get away with it given those who are supposed to monitor illegal activities do nothing.

2021070337401 Kishan Parikh CRD 5506554 OHO Decision va (2021-1628382016655).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. Kishan Parikh (CRD No. 5506554), Respondent. Disciplinary Proceeding No. 2021070337401 Hearing Officer-DDM DEFAULT DECISION July 7, 2021 Respondent Kishan Parikh engaged in excessive trading and unauthorized trading. For excessive trading, he is suspended for 18 months in all capacities and fined $5,000. For the unauthorized trading, he is suspended for