FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020065534801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Chad T. Mackland (Respondent) Former General Securities Representative and Investment Company and Variable Contracts Products Representative CRD No. 4933804 Pursuant to FINRA Rule 9216, Respondent Chad T. Mackland submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020065188801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Nolan Securities Corp. (Respondent) Member Firm CRD No. 27984 Bruce P. Kelly (Respondent) General Securities Principal, General Securities Representative Introducing Broker-Dealer Financial and Operations Principal, Operations Professional and Compliance Officer CRD No. 1385457 Pursuant to FINRA Rule 9216, Respondents Nolan Securities

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063926101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Allan Katz (Respondent) General Securities Representative CRD No. 2166004 Pursuant to FINRA Rule 9216, Respondent Allan Katz submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.