FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Marc Augustus Reda (CRD No. 2757330), Respondent. Disciplinary Proceeding No. 2019063526901COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From January 2017 to December 2019 (the "Relevant Period"), while associated with Spartan