FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018056455201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: The Logan Group Securities (Respondent) Member Firm CRD No. 40259 Pursuant to FINRA Rule 9216, Respondent the Logan Group Securities submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.