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Rahul Nikam Comment On Regulatory Notice 21-19

There is so much of blatant manipulation going on in market and synthetic shares created out of no where. Request very strict jail or otherwise punishment and strict law to avoid such practice which impacts retail investors. Short selling should be allowed only on limited percentage basis and naked short selling amd derivatives contract around same should be out right banned to avoid castor tropical impact like 2008 crisis.

Racquel Russell

Racquel Russell is Senior Vice President, Director of Capital Markets Policy and Head of the Office of Financial and Operational Risk Policy in FINRA’s Office of General Counsel (OGC). In this role, Ms. Russell oversees the Capital Markets Office as it develops new policy initiatives and provides counsel to FINRA’s Regulatory Operations functions and Transparency Services. Ms. Russell also is responsible for FINRA’s policy efforts relating to broker-dealer financial responsibility rules, operational issues, customer protection requirements and margin standards.

Alex Ellenberg

As Senior Vice President – Strategic Regulatory Engagement, Alex Ellenberg is responsible for providing guidance, counsel and analysis to the leadership team and various Market & Regulatory Services (MRS) groups regarding a wide variety of strategic, operational, regulatory, risk and compliance functions and activities. He also supports and provides strategic risk analysis to the MRS team in connection with FINRA’s participation in the National Market System Plans, including the Consolidated Audit Trail and Securities Information Processor Plans. 

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