FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062886902 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Tonya Nicole Smoake (Respondent) Former General Securities Representative CRD No. 4985049 Pursuant to FINRA Rule 9216, Respondent Tonya Nicole Smoake submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the