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Sara Venice Comment On Regulatory Notice 21-19

Please investigate the dark pools it seems they’re not being utilized for the reasons they were initially put into place. Instead it appears to be a tool to manipulate volume and share price. FTDs need to be enforced without loopholes to wiggle through. Naked shorting has to be investigated! SSRs need to be also be strictly enforced. All in all, investors want trading to be a fair process for all not just for the hedge funds!

Frank Brown Comment On Regulatory Notice 21-19

FINRA should immediately move to require daily short interest reports. More and better information will allow for better price discovery, which is the whole point of markets. FINRA should also consider making rules that punish those who commit FTDs (Failure to Deliver). Market Makers should have their naked short selling exemptions removed or severely limited. Finally, FINRA should move to require real time settlement, or T+0. The current settlement period of 2 days has been shown to increase risk for both brokers and the DTCC.

James Cushman Comment On Regulatory Notice 21-19

This is great and all along with all the new regulations by the SEC, DTCC, FINRA, etc. However, these regulations are toothless in nature and are either not enforced by regulators who look the other way or they impose a very minimal fine that does not affect the institutions violating the law. There are a set of rules for the retail investor then there is a set of rules for market makers and hedge funds.

Jeremy Lewis Comment On Regulatory Notice 21-19

I have lost faith in the “fair and free market” these past few years have opened my eyes to see the cards are stacked against the average American. Huge funds are market makers which have them looking out for their own best interest. If they do get penalized the fines are nothing compared to the money they make cheating the system. I want transparency and just penalties for those who break the law.

Josh Shipley Comment On Regulatory Notice 21-19

In regards to notice 21-19, I feel any and all available information regarding short interest and shares affected be open and publicly available information, ideally on a daily basis. We have the means to update this information in a real time way and thus should do so for all shareholders. The stock market has a lot of untrusting investors currently due to the way hedge funds have handled their positions w/ so called "meme" stocks.

Steven Comment On Regulatory Notice 21-19

All short positions should be reported including synthetics (why does that even exist). Every share should have a unique identifier that can’t be lent out multiple times (like we used to have with physical paper). Maybe we could have a free capitalist economy if competition was allowed and the best companies perform the best. A company shouldn’t be shorted and driven to bankruptcy because someone has enough money to destroy it. Reporting all short positions would discourage this behavior.