Skip to main content

2018058798802 Blair Olsen CRD 1545765 OHO Complaint DM (2021-1626999606666).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. Blair Olsen CRD No. 1545765, Respondent. Disciplinary Proceeding No. 2018058798802 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Respondent Blair Olsen willfully failed to amend his Uniform Application for Securities Industry Registration or Transfer (Form U4) to disclose, or to timely disclose, criminal felony charges. As a result, Olsen violated Article V, Section 2(c) of FINRA’s By-Laws and FINRA Rules 1122 and 2010.

2019062569501 Kevin Marshall McCallum CRD 2222586 AWC va (2021-1626913230041).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062569501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kevin Marshall McCallum (Respondent) Former General Securities Representative CRD No. 2222586 Pursuant to FINRA Rule 9216, Respondent Kevin Marshall McCallum submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2017052173001 Farmers Financial Solutions, LLC AWC va (2021-1626913230230).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017052173001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Farmers Financial Solutions, LLC (Respondent) Member Firm CRD No. 103863 Pursuant to FINRA Rule 9216, Respondent Farmers Financial Solutions, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.