FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069226501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Bradley Allen Goodbred (Respondent) Former General Securities Representative CRD No. 3184210 Pursuant to FINRA Rule 9216, Respondent Bradley Allen Goodbred submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017053083001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Network 1 Financial Securities Inc. (Respondent) Member Firm CRD No. 13577 Pursuant to FINRA Rule 9216, Respondent Network 1 Financial Securities Inc. submits Letter of Acceptance, Waiver, and Consent (AWC) for the of proposing a settlement of the alleged rule violations described below.