FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064630801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Candido J. Viyella (Respondent) Former General Securities Representative and Investment Banking Representative CRD No. 1829255 Pursuant to FINRA Rule 9216, Respondent Candido J. Viyella submits this Letter of Acceptance, Waiver, and Consent (AWC)

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068815701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Hung Sam (Respondent) Former General Securities Representative CRD No. 6065447 Pursuant to FINRA Rule 9216, Respondent Hung Sam submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063752801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Lance Damion Lienart (Respondent) Former General Securities Representative CR0 No. 2623132 Pursuant to FINRA Rule 9216, Respondent Lance Damion Lienart submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070234801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Francisco W. Coronel (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 5001727 Pursuant to FINRA Rule 9216, Respondent Francisco W. Coronel submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.