For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
The FINRA Test Facility (NTF) will be undergoing systemic maintenance and will be unavailable for TRAQS and API reference data users all day on Friday, December 11, 2020.
NTF FIX users and NTF data feed recipients are unaffected by this event. In addition, no production systems are affected by this maintenance.
Please contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice.
Rule Filing Status: Filed for Immediate Effectiveness
Rule change to extend the effective date of the temporary amendments set forth in SR-FINRA-2020-026 from December 31, 2020, to April 30, 2021. Due to the impacts of COVID-19 on the administration of FINRA qualification examinations at test centers, SR-FINRA-2020-026 extended the 120-day period that certain individuals can function as a principal or Operations Professional without having successfully passed an appropriate qualification examination through December 31, 2020.