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2019064242701 Mark William Just CRD 1138738 AWC jlg (2021-1624062011104).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064242701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Mark William Just (Respondent) General Securities Principal CRD No. 1138738 Pursuant to FINRA Rule 9216, Respondent Mark William Just submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Karinya Verghese

Karinya Verghese is Chief of Staff to the Chief Financial and Administration Officer (CFAO) and Vice President of Strategic Operations. In this role, Ms. Verghese provides strategic support to the CFAO and his leadership team. As VP of Strategic Operations, she oversees a diverse range of functions that advance Business & Industry Solutions operational effectiveness and strategic direction, including strategic initiatives, business operations, training and development, and regulatory compliance.