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2018059545201 Robert Juan Escobio CRD 703813 Decision sl (2021-1618013998563).pdf

BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Robert Juan Escobio, Coral Gables, FL, Respondent. DECISION Complaint No. 2018059545201 Dated: March 10, 2021 Respondent failed to respond to FINRA information requests and failed to appear and provide testimony. Held, findings and sanctions affirmed. Appearances For the Complainant: Megan P. Davis, Esq., Janine D. Arno, Esq., Department of Enforcement, Financial Industry