2018057000401 Jeffrey D. Stanga CRD 6387255 AWC jlg (2021-1618186805564).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2018057000401
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Jeffrey D. Stanga (Respondent)
General Securities Representative
CRD No. 6387255
Pursuant to FINRA Rule 9216, Respondent Jeffrey D. Stanga submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.