FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019060721801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Growth Capital Services, Inc. (Respondent) Member Firm CRD No. 124658 Pursuant to FINRA Rule 9216, Respondent Growth Capital Services, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063415501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Myreon S. McCurty (Respondent) General Securities Sales Supervisor CRD No. 6014354 Pursuant to FINRA Rule 9216, Respondent Myreon S. McCurty submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066245201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert Leslie Mandau (Respondent) Former General Securities Representative CRD No. 3247517 Pursuant to FINRA Rule 9216, Respondent Robert Leslie Mandau submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.