2017055591602 Precision Securities, LLC CRD 103976 AWC sl (2021-1616717999735).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT
NO. 2017055591602
TO: Department of Enforcement
Financial Industry Regulatory Authority (“FINRA”)
RE: Precision Securities, LLC, Respondent
Broker-Dealer CRD No. 103976
Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Precision Securities, LLC submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.