FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018059035703 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: O.N. Equity Sales Company, Inc. (Respondent) Member Firm CRD No. 2936 Pursuant to FINRA Rule 9216, Respondent O.N. Equity Sales Company, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.