Skip to main content

2020065128501 Wilfredo Felix CRD 2693672 Decision DM (2021-1622578854034).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, , Complainant v. WILFREDO FELIX (CRD No. 2693672), Respondent. Disciplinary Proceeding No. 2020065128501 Hearing Officer–BEK DEFAULT DECISION April 27, 2021 Respondent is barred from associating with any FINRA member firm in any capacity for failing to provide documents and information requested by FINRA, in violation of FINRA Rules 8210 and 2010.