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Anonymous-CH Comment On Regulatory Notice 21-19

It is in the best interest of all participants invested in the stock market to have potentially influential information when making important, calculated, and delicate financial decisions. With additions made to FINRA's short sale reporting program, specifically the procedures as instructed by Rule 4560, a gob of data can capture the eyes of all investors to help make better informed decisions. This data I teased with is the {short interest data} that is hidden under the {Alternative Display Facility}.

2019060694201 Sanctuary Securities, Inc. (formerly known as David A. Noyes & Company) CRD 205 AWC jlg (2021-1627863608710).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019060694201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Sanctuary Securities, Inc., (formerly known as David A. Noyes & Company) (Sanctuary or Respondent) Member Firm CRD No. 205 Pursuant to FINRA Rule 9216, Respondent submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

2020065347502 Fernando Luis Monllor Arzola CRD 3098650 AWC jlg (2021-1627863608399).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065347502 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Fernando Luis Monllor Arzola (Respondent) General Securities Representative CRD No. 3098650 Pursuant to FINRA Rule 9216, Respondent Fernando Luis Monllor Arzola (Monllor) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

2019063529101 Lawrence Moskowitz CRD 2026186 AWC rjr (2021-1627863609564).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063529101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Lawrence Moskowitz (Respondent) Former General Securities Representative Former Investment Company and Variable Contracts Products Representative CRD No. 2026186 Pursuant to FINRA Rule 9216, Respondent Lawrence Moskowitz submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2018056858102 Gary M. Bowman CRD 2035699 AWC jlg (2021-1627863609176).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018056858102 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Gary M. Bowman (Respondent) General Securities Representative CRD No. 2035699 Pursuant to FINRA Rule 9216, Respondent Gary M. Bowman submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted,

2019060694202 Stuart L. Pearl CRD 1500833 AWC jlg (2021-1627863609196).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019060694202 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Stuart L. Pearl (Respondent) Former General Securities Representative CRD No. 1500833 Pursuant to FINRA Rule 9216, Respondent Stuart L. Pearl submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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