FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059035701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Richard Michael Wesselt, Respondent CRD No. 2195569 Pursuant to FINRA Rule 9216, Respondent Richard Michael Wesselt submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.