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2020066474901 Alexander William Schifter CRD 6534524 AWC va (2021-1615594803554).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020066474901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Alexander William Schifter, Respondent Former Investment Banking Representative CRD No. 6534524 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Alexander William Schifter submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

The Small Firm Conference Call

FINRA President and CEO, Robert Cook, and Vice President of Member Relations and Education, Kayte Toczylowski, will be joined by FINRA staff to discuss the 2021 Report on FINRA's Examination and Risk Monitoring Program.

20-02259.pdf

The Honors Program

The honors program is a two-year rotational program open to recent law school graduates and attorneys concluding clerkships. These full-time positions offer the opportunity to do sophisticated legal work to protect investors and the financial markets.