FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Abdul Matin Rahmini CRD No. 4269583, Respondent. Disciplinary Proceeding No. 2019063626703 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between October 2018 and March 2019, while registered through Joseph Stone Capital L.L.C., Respondent Abdul Matin Rahmani engaged in outside business activities through and on behalf of an entity called Axe Marketing Group LLC without

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062323801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Steven Patrick Melen (Respondent) General Securities Representative CRD No. 2357251 Pursuant to FINRA Rule 9216, Respondent Steven Patrick Melen submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.