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2018057239701 Dealerweb Inc. CRD 19662 AWC va (2020-1608423593532).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057239701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dealerweb Inc. (Respondent) Member Firm CRD No. 19662 Pursuant to FINRA Rule 9216, Respondent Dealerweb Inc. submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2019063586701 Matthew Thomas Jennings CRD 6762685 AWC va (2020-1608423593115).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063586701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Matthew Thomas Jennings, (Respondent) Former General Securities Representative CRD No. 6762685 Pursuant to FINRA Rule 9216, Respondent Matthew Thomas Jennings submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2018059545203 Southern Trust Securities, Inc. Susan Molina Escobio CRD 1062322 CRD 103781 AWC va (2020-1608423593543).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059545203 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Southern Trust Securities, Inc., Respondent Member Firm CRD No. 103781 Susan Molina Escobio, Respondent General Securities Principal CRD No. 1062322 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents Southern Trust Securities, Inc.