FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062902601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Elias Moses Hakimian (Respondent) Former General Securities Representative and Former General Securities Principal CRD No. 4404048 Pursuant to FINRA Rule 9216, Respondent Elias Moses Hakimian submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063386201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Solium Financial Services LLC (Respondent) Member Firm CRD No. 147933 Pursuant to FINRA Rule 9216, Respondent Solium Financial Services LLC (SFS or the firm) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.