2021069226501 Bradley Allen Goodbred CRD 3184210 AWC jlg (2021-1616199598174).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021069226501
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Bradley Allen Goodbred (Respondent)
Former General Securities Representative
CRD No. 3184210
Pursuant to FINRA Rule 9216, Respondent Bradley Allen Goodbred submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2017053083001 Network 1 Financial Securities Inc. CRD 13577 AWC jlg (2021-1616199599262).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND
CONSENT NO. 2017053083001
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Network 1 Financial Securities Inc. (Respondent)
Member Firm
CRD No. 13577
Pursuant to FINRA Rule 9216, Respondent Network 1 Financial Securities Inc. submits
Letter of Acceptance, Waiver, and Consent (AWC) for the of proposing a settlement of
the alleged rule violations described below.