SR-FINRA-2021-007

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend its time to announce the implementation schedule for FINRA’s corporate bond new issue reference data service. 

2019062068001 Jared Matthew Reinstein CRD 5411470 AWC sl (2021-1620951611628).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062068001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jared Matthew Reinstein (Respondent) General Securities Representative and Investment Company and Variable Contracts Products Representative CRD No. 5411470 Pursuant to FINRA Rule 9216, Respondent Jared Matthew Reinstein submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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