2020065050501 Lewis N. Lester CRD 1773617 AWC va (2020-1606349812804).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020065050501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Lewis N. Lester, Respondent Former General Securities Representative and General Securities Principal CRD No. 1773617 Pursuant to FINRA Rule 9216, Respondent Lewis N. Lester submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.